-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D1skYJpUmFybrlp2Dg4Uf/eraU09VKzdwohQ2UFQojcysiwuA+tzEB23yrUaHERW 6ZvJqWcofmZy0KHInavdbg== 0000950123-10-013326.txt : 20100216 0000950123-10-013326.hdr.sgml : 20100215 20100216164306 ACCESSION NUMBER: 0000950123-10-013326 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 GROUP MEMBERS: DAVID A. SACKLER GROUP MEMBERS: MICHAEL M. ROTHENBERG GROUP MEMBERS: MOAB CAPITAL PARTNERS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Biodel Inc CENTRAL INDEX KEY: 0001322505 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83386 FILM NUMBER: 10608821 BUSINESS ADDRESS: STREET 1: 100 SAW MILL ROAD CITY: DANBURY STATE: CT ZIP: 06810 BUSINESS PHONE: 203-796-5000 MAIL ADDRESS: STREET 1: 100 SAW MILL ROAD CITY: DANBURY STATE: CT ZIP: 06810 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Moab Partners LP CENTRAL INDEX KEY: 0001393834 IRS NUMBER: 204092810 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 15 EAST 62ND STREET CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: (212) 981-2646 MAIL ADDRESS: STREET 1: 15 EAST 62ND STREET CITY: NEW YORK STATE: NY ZIP: 10021 SC 13G/A 1 c96229sc13gza.htm FORM SC 13G/A sc13gza

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Biodel Inc.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
09064M105
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     þ Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
09064M105 
 

 

           
1   NAMES OF REPORTING PERSONS
Moab Partners, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,279,869
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,279,869
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,279,869
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.5%
     
12   TYPE OF REPORTING PERSON
   
  PN

Page 2 of 10 Pages


 

                     
CUSIP No.
 
09064M105 
 

 

           
1   NAMES OF REPORTING PERSONS
Moab Capital Partners, LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,279,869
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   107,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,279,869
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    107,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,386,869
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.9%
     
12   TYPE OF REPORTING PERSON
   
  IA

Page 3 of 10 Pages


 

                     
CUSIP No.
 
09064M105 
 

 

           
1   NAMES OF REPORTING PERSONS
Michael M. Rothenberg
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,279,869
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   107,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,279,869
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    107,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,386,869
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.9%
     
12   TYPE OF REPORTING PERSON
   
  IN, HC

Page 4 of 10 Pages


 

                     
CUSIP No.
 
09064M105 
 

 

           
1   NAMES OF REPORTING PERSONS
David A. Sackler
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,279,869
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   107,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,279,869
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    107,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,386,869
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.9%
     
12   TYPE OF REPORTING PERSON
   
  IN, HC

Page 5 of 10 Pages


 

                     
CUSIP No.
 
09064M105 
 
This Amendment No. 1 to Schedule 13G amends the Schedule 13G filed on January 23, 2009 by Moab Partners, L.P. (“Moab L.P.”), Moab Capital Partners, LLC (“Moab LLC”), Mr. Michael M. Rothenberg and Mr. David A. Sackler (collectively, the “Reporting Persons”, and each, a “Reporting Person”), in respect of the Common Stock, $0.01 par value per share, of Biodel Inc. (the “Shares”).
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
Moab L.P.
  (a)   Amount Beneficially Owned:
2,279,869
  (b)   Percent of class:
9.5%
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote:
 
      2,279,869
 
  (ii)   Shared power to vote or to direct the vote:
 
      -0-
 
  (iii)   Sole power to dispose or to direct the disposition of:
 
      2,279,869
 
  (iv)   Shared power to dispose or to direct the disposition of:
 
      -0-
Moab LLC
  (a)   Amount Beneficially Owned:
2,386,869
  (b)   Percent of class:
9.9%

 

Page 6 of 10 Pages


 

                     
CUSIP No.
 
09064M105 
 
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote:
 
      2,279,869
 
  (ii)   Shared power to vote or to direct the vote:
 
      107,000*
 
  (iii)   Sole power to dispose or to direct the disposition of:
 
      2,279,869
 
  (iv)   Shared power to dispose or to direct the disposition of:
 
      107,000*
     
*   Moab LLC may be deemed to have beneficial ownership of the Shares that are owned of record by Alpine Fund, LLLP, a private pooled investment vehicle for which Moab LLC acts as co-investment adviser, under Section 13(d) of the Exchange Act.
Michael M. Rothenberg
  (a)   Amount Beneficially Owned:
 
      2,386,869
 
  (b)   Percent of class:
 
      9.9%
 
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote:
 
      2,279,869
 
  (ii)   Shared power to vote or to direct the vote:
 
      107,000
 
  (iii)   Sole power to dispose or to direct the disposition of:
 
      2,279,869
 
  (iv)   Shared power to dispose or to direct the disposition of:
 
      107,000

 

Page 7 of 10 Pages


 

                     
CUSIP No.
 
09064M105 
 
David A. Sackler
  (a)   Amount Beneficially Owned:
 
      2,386,869
  (b)   Percent of class:
 
      9.9%
 
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote:
 
      2,279,869
 
  (ii)   Shared power to vote or to direct the vote:
 
      107,000
 
  (iii)   Sole power to dispose or to direct the disposition of:
 
      2,279,869
 
  (iv)   Shared power to dispose or to direct the disposition of:
 
      107,000

 

Page 8 of 10 Pages


 

                     
CUSIP No.
 
09064M105 
 
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 16, 2010
         
  MOAB PARTNERS, L.P.
 
 
  By:   /s/ Michael M. Rothenberg    
    Name:   Michael M. Rothenberg   
    Title:   Managing Director   
 
  MOAB CAPITAL PARTNERS, LLC
 
 
  By:   /s/ Michael M. Rothenberg    
    Name:   Michael M. Rothenberg   
    Title:   Managing Director   
     
  /s/ Michael M. Rothenberg    
  Michael M. Rothenberg   
     
  /s/ David A. Sackler    
  David A. Sackler   

 

Page 9 of 10 Pages


 

                     
CUSIP No.
 
09064M105 
 
Exhibit A
Joint Filing Agreement Pursuant to Rule 13d-1
This agreement is made pursuant to Rule 13d-1(k)(1) under the Securities and Exchange Act of 1934, as amended (the “Act”) by and among the parties listed below, each referred to herein as a “Joint Filer.” The Joint Filers agree that a statement of beneficial ownership as required by Sections 13(g) or 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13G or Schedule 13D, as appropriate, and that said joint filing may thereafter be amended by further joint filings. The Joint Filers state that they each satisfy the requirements for making a joint filing under Rule 13d-1.
Dated: February 16, 2010
         
  MOAB PARTNERS, L.P.
 
 
  By:   /s/ Michael M. Rothenberg    
    Name:   Michael M. Rothenberg   
    Title:   Managing Director   
 
  MOAB CAPITAL PARTNERS, LLC
 
 
  By:   /s/ Michael M. Rothenberg    
    Name:   Michael M. Rothenberg   
    Title:   Managing Director   
     
  /s/ Michael M. Rothenberg    
  Michael M. Rothenberg   
     
  /s/ David A. Sackler    
  David A. Sackler   

 

Page 10 of 10 Pages

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